SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in its Investment Models Firm ignored material vulnerabilities for years; voluntarily repaid impacted funds and accounts $165 million

SEC - Securities and Exchange Commission

Source

Published on Jan. 16th, 2025 Published on Jan. 16th, 2025

Scenario: Conduct / Fund Improper Disclosure

To read more operational risk news, register for free on MSTAR Platform.

MSTAR News

Aug. 23th, 2023

How to quantify potential climate or ESG-related litigation for banks?

We have identified three channels of exposure: customers, products and information. This video focuses on products, in particular funds.