FINRA Fines Goldman Sachs Subsidiary $1.3 Million for Order Failures The Financial Industry Regulatory Authority (FINRA) fined Goldman Sachs subsidiary Folio Investments Inc. $1.3 million for allegedly failing to adequately review order execution quality after altering the market center routing for a significant portion of its customer orders.

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Published on Mar. 2th, 2026 Published on Mar. 2th, 2026

Scenario: Conduct / Anticompetitive and manipulative practices

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Oct. 6th, 2025

Regional banks favour scenario analysis over op risk modelling.

We’re proud to share that Elseware/MSTAR have been featured in Risk.net's Operational Risk Benchmarking 2025. Based on feedback from a leading bank, the article highlights how MSTAR can improve confidence in scenario models. Read the full article to see why our exposure based approach is making an impact in the future of operational risk.