LAW360 - Law 360

Nomura Group's Broker-Dealer Unit Fined $625,000 for Short-Selling Violations Nomura Group's broker-dealer unit has agreed to pay a $625,000 fine to settle claims from the Financial Industry Regulatory Authority (FINRA) regarding breaches of short-selling regulations.

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Published on Nov. 24th, 2025 Published on Nov. 24th, 2025

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