J.P Morgan Securities has paid over $55 million in arbitration awards and settlements and offered $1.35 million to additional affected customers. Teh firme has been also fined $3.25 million FINRA for failing to supervise a registered representative's investment strategy from January 2016 to April 2020. The strategy involved high-yield securities using leverage, leading to significant customer l...

FNG - FX News Group

J.P Morgan Securities has paid over $55 million in arbitration awards and settlements and offered $1.35 million to additional affected customers. Teh firme has been also fined $3.25 million FINRA for failing to supervise a registered representative's investment strategy from January 2016 to April 2020. The strategy involved high-yield securities using leverage, leading to significant customer losses during market volatility in March 2020.

Source

Published on Apr. 7th, 2026 Published on Apr. 7th, 2026

Scenario: Improper Business Practice / Misselling Wholesale

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MSTAR News

May. 20th, 2026

We were pleased to take part in the Risk.net session in Singapore. Constructing trust: The role of structured scenarios in AI-driven operational risk quantification.

A great opportunity to discuss how structured scenarios and AI can improve transparency, challenge assumptions more effectively, and strengthen operational risk quantification practices. Thank you to everyone who joined the discussion.