CIBC World Markets Corp. Fined $425,000 by FINRA for Reporting Failures CIBC World Markets Corp. has been fined $425,000 by the Financial Industry Regulatory Authority (FINRA) for failing to properly report over-the-counter options positions more than 1.4 million times over a six-year period.

FINRA - Financial Industry Regulatory Authority

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Published on Oct. 30th, 2025 Published on Oct. 30th, 2025

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