CFTC Orders UBS Financial Services Inc. to Pay $8 Million for Supervision Failures Impacting Its AML Transaction Monitoring Systems

CFTC - Commodity Futures Trading Commission

Source

Published on Aug. 3th, 2026 Published on Aug. 3th, 2026

Scenario: Improper Business Practice / Breach of AML, Terrorism Financing or Sanctions Regulations

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May. 20th, 2026

We were pleased to take part in the Risk.net session in Singapore. Constructing trust: The role of structured scenarios in AI-driven operational risk quantification.

A great opportunity to discuss how structured scenarios and AI can improve transparency, challenge assumptions more effectively, and strengthen operational risk quantification practices. Thank you to everyone who joined the discussion.